Employment, Real Estate, Business, FINRA-related Disputes

Securities Mediation Mediation Expertise

 

Throughout her career as a litigator, Christine Page specialized in representing broker-dealers and financial advisors regarding customer and industry disputes in state and federal court and before FINRA arbitration panels.  She has also handled FINRA regulatory matters on behalf of financial advisors.  She has acquired expertise in the following areas:

 

n  Customer claims of unsuitability, unauthorized trading, churning, negligence, and fraud against broker-dealers and financial advisors

n  Breach of trade secret and Protocol violations by departing financial advisors

n  Raiding and unfair competition claims

n  Breach of promissory notes/EFL’s

n  Expungement claims regarding Form U4 and U5 disclosures

n  FINRA inquiries, investigations, and enforcement actions against financial advisors

 

Christine now serves as a mediator and arbitrator of customer and industry disputes before FINRA, AAA, NFA, and state and federal court. 

 

 



Christine Page, Mediator and Arbitrator, offers dispute resolution services in employment, real estate, business and FINRA-related disputes in the greater Los Angeles area.

Page Dispute Resolution  12400 Wilshire Boulevard, Suite 400  ◦  Los Angeles, CA 90025  ◦  Office (310) 836-4880  ◦  Mobile (310) 714-5640  ◦ 
Fax (310) 593-2962  ◦  Email

 

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